David James Soltes

CRD 7145742

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-06-15
CA	RA	APPROVED	2019-07-25

TX RA
APPROVED

Since 2026-06-15
CA RA
APPROVED

Since 2019-07-25

Branch Locations

2151 Herndon Ave Ste #101, Clovis, CA 93611-6307 • United States

265 E River Park Cir Suite 480, Fresno, CA 93720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	07/2019	Present
Fresno County Public Defender	Fresno	CA	10/2016	03/2019
Riverside County Public Defender	Indio	CA	08/2016	10/2016
Unemployed	Fresno	CA	04/2019	06/2019

07/2019 → Present

Edward Jones

St Louis, MO
10/2016 → 03/2019

Fresno County Public Defender

Fresno, CA
08/2016 → 10/2016

Riverside County Public Defender

Indio, CA
04/2019 → 06/2019

Unemployed

Fresno, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2019-09-13
S65	Uniform Investment Adviser Law Examination	2019-02-02

S63 Uniform Securities Agent State Law Examination

2019-09-13
S65 Uniform Investment Adviser Law Examination

2019-02-02

Designations

Certified Financial Planner

View on SEC IAPD

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