Russell Ude

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2019 → 09/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Westlake Village, CA
• 06/2018 → 08/2018
  Greentech Capital Advisors
  San Francisco, CA
• 06/2018 → 05/2019
  Universal Music Group
  Santa Monica, CA
• 06/2017 → 08/2017
  Liberty Group Llc.
  Oakland, CA
• 05/2015 → 05/2019
  University Of California, Berkeley
  Berkeley, CA
• 07/2019 → 09/2022
  Bank Of America, N. A.
  Westlake Village, CA
• 09/2022 → Present
  Ubs Financial Services
  Los Angeles, CA

Previous Registrations

• 2019-10-17 → 2022-09-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Westlake Village, CA
  New York, NY
  Woodland Hills, CA

Exams

• S66 Uniform Combined State Law Examination
  2019-10-16

Other Names

• Russ Udé