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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2006-05-10
  • ND RA
    APPROVED
    Since 2006-05-10

Branch Locations

1245 Lawler Ave, Grafton, ND 58237-1762 • United States

701 3Rd St, Langdon, ND 58249 • United States

212 Main St W, Cavalier, ND 58220-4502 • United States

Saint Thomas, ND • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Grafton ND 04/2006 03/2020
Ameriprise Financial Services, Llc Grafton ND 03/2020 Present
Previous Registrations
  • 2005-10-03 → 2006-04-10
    Wells Fargo Investments, Llc
    Grafton, ND
    Grafton, ND
Other Businesses

Business Ownership; Heritage Tax Solutions LLC; partnership duties; Tax Preparation; 910 1/2 Hill Ave, , Grafton, ND, 58237; Not Investment-Related; 03/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Polar Communications Mutual Aid; President; 110 4th St EPark River, ND 58270, ,; Investment-Related; 06/07/2012; 1 to 9 hours per month; 1 to 9 during trading hours / North Dakota Telephone Company; Director; 211 22nd St NWDevils Lake, ND 58301, ,; Investment-Related; 04/27/2019; 1 to 9 hours per month; 0 during trading hours. Outside Employment; HP Operations, LLC; employee - Advisor - provide financial advice; ; 1245 Lawler AveGrafton, ND 58237, ,; Not Investment-Related; 08/22/2018; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-15
  • S66 Uniform Combined State Law Examination
    2005-09-15
Designations
Other Names
  • Amber Dee Vollrath

View on SEC IAPD

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