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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-24 |
| NY | RA | APPROVED | 2025-02-24 |
| SC | RA | APPROVED | 2025-02-24 |
Branch Locations
64 Old Riverhead Road Suite C, West Hampton Beach, NY 11978 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Riverhead | NY | 07/2019 | 11/2024 |
| Zpita | Port Jefferson | NY | 09/2013 | Present |
| Reds Ale House | Oneonta | NY | 08/2017 | 05/2019 |
| John P Hartnagel | Melville | NY | 07/2019 | Present |
| Lpl Enterprise, Llc | Riverhead | NY | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 2021-10-18 |
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