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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-24
NY RA APPROVED 2025-02-24
SC RA APPROVED 2025-02-24
  • TX RA
    APPROVED
    Since 2025-09-24
  • NY RA
    APPROVED
    Since 2025-02-24
  • SC RA
    APPROVED
    Since 2025-02-24

Branch Locations

Easley, SC • United States

64 Old Riverhead Road Suite C, West Hampton Beach, NY 11978 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Riverhead NY 07/2019 11/2024
Zpita Port Jefferson NY 09/2013 Present
Reds Ale House Oneonta NY 08/2017 05/2019
John P Hartnagel Melville NY 07/2019 Present
Lpl Enterprise, Llc Riverhead NY 11/2024 Present
  • 07/2019 → 11/2024
    Pruco Securities, Llc.
    Riverhead, NY
  • 09/2013 → Present
    Zpita
    Port Jefferson, NY
  • 08/2017 → 05/2019
    Reds Ale House
    Oneonta, NY
  • 07/2019 → Present
    John P Hartnagel
    Melville, NY
  • 11/2024 → Present
    Riverhead, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-21
S63 Uniform Securities Agent State Law Examination 2021-10-18
  • S66 Uniform Combined State Law Examination
    2025-02-21
  • S63 Uniform Securities Agent State Law Examination
    2021-10-18
Other Names
  • Devin Rodina
  • Devin F Rodina

View on SEC IAPD

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