Lijun He

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2019 → 03/2020
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 10/2019 → 03/2020
  Northwestern Mutual Investment Services Llc
  Seattle, WA
• 09/2015 → 08/2018
  Pace Univresity
  New York, NY
• 09/2018 → 07/2019
  Seattle University
  Seattle, WA
• 02/2020 → 03/2020
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 03/2020 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Seattle, WA
• 06/2020 → Present
  Bank Of America, N.A.
  Seattle, WA

Other Businesses

I*: 2102276 Entity Type: Entity Charitable Name of OBA: Asian Pacific Community in Action Address: Phoenix, AZ 85012 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 11/25/2024 Number of Hours: 1 hr wkly Number of Hours during trading: 0 Duties: The organization is to promote equal access of health care resources to Asian and Pacific Islanders Community

Exams

• S66 Uniform Combined State Law Examination
  2020-11-30
• S63 Uniform Securities Agent State Law Examination
  2019-12-10

Other Names

• Lijun He