Aplavya Anna Gupta

Employer firm

Mercer Global Advisors Inc. CRD 147363

$84.4B regulatory AUM 87 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2018 → 12/2018
  Risk Premium Investment Management Company
  Los Angeles, CA
• 11/2016 → 06/2017
  Focus Industrial Resources Limited
  Delhi
• 09/2017 → 12/2018
  Ucla Anderson School Of Management
  Los Angeles, CA
• 12/2015 → 11/2016
  Institute For Sustainable Development
  Delhi
• 12/2018 → 05/2019
  Unemployed
  Los Angeles, CA
• 10/2025 → Present
  Mercer Global Advisors Inc.
  Encino, CA
• 05/2019 → 10/2025
  Sb Capital Management, Inc.
  Encino, CA

Previous Registrations

• 2019-10-15 → 2026-03-31
  Sb Capital Management, Inc.
  Encino, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-10-15