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Nolan R Chumbley

J.P. Morgan Securities LLC

Dallas, TX

CRD 7145476

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-26
  • TX RA
    APPROVED
    Since 2024-03-26

Branch Locations

1900 N. Akard St. 5Th And 6Th Fl., Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Dallas TX 07/2019 Present
Jp Morgan Chase Bank Dallas TX 07/2019 Present
Baylor University Waco TX 08/2015 05/2019
Higginbotham Insurance Fort Worth TX 06/2017 08/2017
Jp Morgan Chase Dallas TX 06/2018 08/2018
Unemployed Waco TX 06/2019 06/2019
  • 07/2019 → Present
    Jp Morgan Securities Llc
    Dallas, TX
  • 07/2019 → Present
    Jp Morgan Chase Bank
    Dallas, TX
  • 08/2015 → 05/2019
    Baylor University
    Waco, TX
  • 06/2017 → 08/2017
    Higginbotham Insurance
    Fort Worth, TX
  • 06/2018 → 08/2018
    Jp Morgan Chase
    Dallas, TX
  • 06/2019 → 06/2019
    Unemployed
    Waco, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-25
S63 Uniform Securities Agent State Law Examination 2019-09-27
  • S65 Uniform Investment Adviser Law Examination
    2024-03-25
  • S63 Uniform Securities Agent State Law Examination
    2019-09-27
Other Names
  • Nolan Reece Chumbley

View on SEC IAPD

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