Austin C Montgomery

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-09-09

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Fort Worth	TX	05/2021	09/2022
Unemployed	Granbury	TX	01/2021	05/2021
Day & Zimmermann	Glen Rose	TX	08/2020	12/2020
Edward Jones	Granbury	TX	07/2019	08/2020
Tarleton State University	Stephenville	TX	08/2013	05/2020
Vistra Energy	Glen Rose	TX	05/2018	08/2018
First National Bank	Granbury	TX	05/2017	05/2017
Morgan Stanley Smith Barney Llc	Fort Worth	TX	09/2022	Present
Morgan Stanley Private Bank, N.A	New York	NY	10/2022	Present

05/2021 → 09/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Worth, TX
01/2021 → 05/2021

Unemployed

Granbury, TX
08/2020 → 12/2020

Day & Zimmermann

Glen Rose, TX
07/2019 → 08/2020

Edward Jones

Granbury, TX
08/2013 → 05/2020

Tarleton State University

Stephenville, TX
05/2018 → 08/2018

Vistra Energy

Glen Rose, TX
05/2017 → 05/2017

First National Bank

Granbury, TX
09/2022 → Present

Morgan Stanley Smith Barney Llc

Fort Worth, TX
10/2022 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-09-03