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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-04
CA RA APPROVED 2024-11-27
  • TX RA
    APPROVED
    Since 2026-05-04
  • CA RA
    APPROVED
    Since 2024-11-27

Branch Locations

1610 Arden Way, Sacramento, CA 95815 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc Sacramento CA 10/2024 Present
Corporate Tax Incentinves Llc Folsom CA 10/2021 09/2024
Southern Oregon University Ashland OR 06/2016 10/2021
  • 10/2024 → Present
    Sacramento, CA
  • 10/2021 → 09/2024
    Corporate Tax Incentinves Llc
    Folsom, CA
  • 06/2016 → 10/2021
    Southern Oregon University
    Ashland, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-06
  • S66 Uniform Combined State Law Examination
    2024-11-06

View on SEC IAPD

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