Caleb Burl Shives

Current Employers

Compass Financial Group, Inc

4300 South Louise Ave. Suite 300, Sioux Falls, SD 57106 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-08-11
SD	RA	APPROVED	2019-06-21

TX RA
APPROVED_RES

Since 2023-08-11
SD RA
APPROVED

Since 2019-06-21

Branch Locations

4300 South Louise Ave. Suite 300, Sioux Falls, SD 57106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cherry Hills Country Club	Cherry Hills Village	CO	08/2012	05/2017
James Dugan, Inc	Sioux Falls	SD	08/2017	10/2018
Compass Financial Group	Sioux Falls	SD	11/2018	Present

08/2012 → 05/2017

Cherry Hills Country Club

Cherry Hills Village, CO
08/2017 → 10/2018

James Dugan, Inc

Sioux Falls, SD
11/2018 → Present

Compass Financial Group

Sioux Falls, SD

Other Businesses

Beneniah Financial - FINANCIAL/SALES OF NON SECURITIES BUSINESS - Licensed Independent Agent - SELL LIFE & HEALTH INSURANCE IN SOUTH DAKOTA. APPROX 5 HRS PER MONTH. LIFE, HEALTH, DISABILLITY, LONG TERM CARE, MED SUPPS; HOURS PER MONTH 5: TRADING HOURS: 5; DUTIES: SALES; STARTED 2022 to Present

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-06-20

S65 Uniform Investment Adviser Law Examination

2019-06-20

Designations

View on SEC IAPD

Current Employers

Compass Financial Group, Inc

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews