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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-24
PA RA APPROVED 2022-03-25
  • TX RA
    APPROVED_RES
    Since 2026-03-24
  • PA RA
    APPROVED
    Since 2022-03-25

Branch Locations

1 W. Broad St, 11Th Floor, Bethlehem, PA 18018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usa Parking Boca Raton FL 08/2014 06/2019
Commonwealth Financial Network Waltham MA 07/2019 03/2022
Steelpillars Financial Allentown PA 07/2019 03/2022
Steelpillars Financial Allentown PA 03/2022 Present
Commonwealth Financial Network Waltham MA 03/2022 Present
Other Businesses

Fixed insurance sales; Located at 961 Marcon Boulevard, Suite 201, Allentown, PA 18109, as of 12/04/2023; 15% time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-07
  • S66 Uniform Combined State Law Examination
    2021-10-07
Other Names
  • Casey Giraud

View on SEC IAPD

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