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Maria C. Lipton

Morgan Stanley

Miami, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
FL RA APPROVED 2013-05-28
TX RA APPROVED 2009-10-20
NJ RA APPROVED 2009-10-15
  • NY RA
    APPROVED
    Since 2021-06-16
  • FL RA
    APPROVED
    Since 2013-05-28
  • TX RA
    APPROVED
    Since 2009-10-20
  • NJ RA
    APPROVED
    Since 2009-10-15

Branch Locations

200 South Biscayne Boulevard, Suite 1100 Pwm - Latin America, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney New York NY 10/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 10/2009 → Present
    Morgan Stanley Smith Barney
    New York, NY
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2009-08-03 → 2009-10-30
    Ubs International Inc.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-22
  • S66 Uniform Combined State Law Examination
    2009-04-22

View on SEC IAPD

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