Sara Lopez

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2019 → 08/2019
  Trinity Wealth Securities Llc
  St. Louis, MO
• 06/2019 → 12/2019
  Florida Financial Advisors
  Tampa, FL
• 12/2018 → 05/2019
  Dorman Financial Managemement
  Maitland, FL
• 08/2018 → 12/2018
  Aflac
  Orlando, FL
• 05/2017 → 08/2018
  Target Optical
  Oralndo, FL
• 06/2015 → 01/2017
  Hair Venture Salon & Spa Llc
  Weston, FL
• 06/2016 → 12/2019
  University Of Central Florida
  Orlando, FL
• 12/2019 → 07/2022
  Charles Schwab & Co., Inc.
  Westlake, TX
• 07/2022 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2020-02-14 → 2022-08-02
  Charles Schwab & Co., Inc.
  Orlando, FL
  Westlake, TX
  Orlando, FL
• 2019-08-07 → 2020-01-16
  Florida Financial Advisors, Llc
  Tampa, FL

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-06-07
• S65 Uniform Investment Adviser Law Examination
  2019-08-02

Other Names

• Sara Lopez
• Sara Lopez Olaya