Quintin Shaw

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2019 → 02/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Santa Rosa, CA
• 08/2013 → 06/2019
  Victor Treatment Centers
  Santa Rosa, CA
• 08/2019 → 02/2023
  Bank Of America, N.A.
  Santa Rosa, CA
• 02/2023 → Present
  Wells Fargo Clearing Services, Llc
  Santa Rosa, CA

Previous Registrations

• 2019-12-16 → 2023-02-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Santa Rosa, CA
  New York, NY

Other Businesses

EXECUTOR FOR AUNT, INV RELATED, JACKSONVILLE, FL, START: 10/26/2023, 2 HOURS A MONTH, 1 HOUR DURING TRADING. SHAW FAMILY QUINTIN LLC ; INV RELATED; NORTH RIDGEVILLE, OH; REAL ESTATE MGMT AND BIZ DEV;50% OWNERSHIP; START DATE: 09/11/2025; 6 HRS PER MONTH; 6 HRS DURING TRADING;|

Exams

• S66 Uniform Combined State Law Examination
  2019-12-14

Other Names

• Quintin Shaw
• Quintin Nathaniel Shaw