Riley Joseph Gabriel-lee

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-01-02
CA	RA	APPROVED	2019-10-08

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Mill Valley	CA	06/2019	Present
M&M Appliance	Washington	DC	09/2018	10/2018
Unemployed	Flagstaff	AZ	05/2015	09/2018
Unemployed	Washington	DC	10/2018	06/2019
Northern Arizona University	Flagstaff	AZ	08/2007	12/2017
Bank Of America, N.A.	Mill Valley	CA	08/2019	Present

06/2019 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mill Valley, CA
09/2018 → 10/2018

M&M Appliance

Washington, DC
05/2015 → 09/2018

Unemployed

Flagstaff, AZ
10/2018 → 06/2019

Unemployed

Washington, DC
08/2007 → 12/2017

Northern Arizona University

Flagstaff, AZ
08/2019 → Present

Bank Of America, N.A.

Mill Valley, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-10-07

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