Best Investors Account Sign in

Riley Joseph Gabriel-Lee

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mill Valley, CA

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-02
CA RA APPROVED 2019-10-08
  • TX RA
    APPROVED
    Since 2020-01-02
  • CA RA
    APPROVED
    Since 2019-10-08

Branch Locations

2 Belvedere Pl, Mill Valley, CA 94941 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mill Valley CA 06/2019 Present
M&M Appliance Washington DC 09/2018 10/2018
Unemployed Flagstaff AZ 05/2015 09/2018
Unemployed Washington DC 10/2018 06/2019
Northern Arizona University Flagstaff AZ 08/2007 12/2017
Bank Of America, N.A. Mill Valley CA 08/2019 Present
  • 06/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Mill Valley, CA
  • 09/2018 → 10/2018
    M&M Appliance
    Washington, DC
  • 05/2015 → 09/2018
    Unemployed
    Flagstaff, AZ
  • 10/2018 → 06/2019
    Unemployed
    Washington, DC
  • 08/2007 → 12/2017
    Northern Arizona University
    Flagstaff, AZ
  • 08/2019 → Present
    Bank Of America, N.A.
    Mill Valley, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-07
  • S66 Uniform Combined State Law Examination
    2019-10-07
Other Names
  • Riley Gabriel-Lee

View on SEC IAPD

Other Firms

PRIVATE WEALTH PARTNERS, LLC
DIPSEA CAPITAL, LLC
OSAIC WEALTH, INC.
SCHMITZ CAPITAL PARTNERS, LLC
BAYHUNT CAPITAL LLC
BOLDIN ADVISORS
URBAN INVESTMENT ADVISORS
COMMONWEALTH FINANCIAL NETWORK

Other Investors

RICHARD GEORGE KUCHEN
WILLIAM FRANKLIN DAGLEY
JASON MARTIN SAXON
Hubert Saint James Lenczowski
FRANK CHRISTOPHER GREENE
MICHAEL BENNETT YONGUE
DONALD MICHAEL ABRAMSON
CHRISTOPHER JOHN ANTONIO

Other Offices

PRIVATE WEALTH PARTNERS, LLC · MILL VALLEY, CA
DIPSEA CAPITAL, LLC · MILL VALLEY, CA
OSAIC WEALTH, INC. · Mill Valley, CA
SCHMITZ CAPITAL PARTNERS, LLC · MILL VALLEY, CA
BAYHUNT CAPITAL LLC · MILL VALLEY, CA
BOLDIN ADVISORS · MILL VALLEY, CA
URBAN INVESTMENT ADVISORS · MILL VALLEY, CA
COMMONWEALTH FINANCIAL NETWORK · Mill Valley, CA

More in Mill Valley, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor