James P Winton

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Antonio, TX
• 05/2021 → 08/2022
  Insight Global
  San Antonio, TX
• 05/2019 → 06/2019
  Merrill Lynch
  San Antonio, TX
• 05/2018 → 06/2018
  Transpecos Banks
  San Antonio, TX
• 05/2020 → 06/2020
  Firewheel Apartments
  San Antonio, TX
• 08/2018 → 05/2021
  Texas A&M University
  College Station, TX
• 06/2013 → 07/2017
  Alamo Heights High School
  San Antonio, TX
• 07/2017 → 05/2018
  Blinn College
  Bryan, TX
• 06/2018 → 05/2019
  Texas A&M University
  College Station, TX
• 06/2019 → 05/2020
  Texas A&M University
  College Station, TX
• 06/2020 → 05/2021
  Texas A&M University
  College Station, TX
• 02/2023 → Present
  Bank Of America, N.A.
  San Antonio, TX

Other Businesses

I*1785322, Entity Type:Entity Charitable, Name of OBA: Stewards Of The Wild Address:Dallas, TX Investment Related:No Position, Title, Association:Board Member Employee Start Date:05/01/2024 No Hours: 1 Weekly No Hours during trading: 0 Duties:Stewards of the Wild is a young professionals program supporting the mission of Texas Parks and Wildlife Foundation by equipping Texans aged 21 to 45 to actively participate in the conservation of wild things and wild places by providing education, networking, and outdoor experiences. Stewards of The Wild partners with Texas Parks and Wildlife Foundation and City Kid Adventures in support of raising money in a non-profit capacity to fund kids the experience of being in the great outdoors who do not have the financial capacity to do so. As a Co-Chair member I will be responsible in organizing fundraising events and co-leading the San Antonio chapter.

Exams

• S66 Uniform Combined State Law Examination
  2023-03-10

Other Names

• James Winton
• Parker Winton