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Current Employers
Rothschild Investment Llc

311 South Wacker Drive Suite 5900, Chicago, IL 60606-6677 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-04-24
  • IL RA
    APPROVED
    Since 2023-04-24

Branch Locations

311 S. Wacker Drive Suite 5900, Chicago, IL 60606-6618 • UNITED STATES

311 South Wacker Drive Suite 5900, Chicago, IL 60606-6677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 05/2020 04/2023
University Of North Carolina At Chapel Hill Chapel Hill NC 09/2019 04/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 06/2019 08/2019
University Of North Carolina At Chapel Hill Chapel Hill NC 08/2018 05/2019
Nvision Wealth Overland Park KS 05/2018 07/2018
University Of North Carolina At Chapel Hill Chapel Hill NC 05/2016 04/2018
Rothschild Investment Llc Chicago IL 04/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-28
  • S66 Uniform Combined State Law Examination
    2020-08-28
Other Names
  • Shea Rush

View on SEC IAPD

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