Frank Anthony Ulloa

Employer firm

Mutual Of Omaha Investor Services, Inc. CRD 611

$32.0M regulatory AUM 6,880 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2023 → Present
  Mutual Of Omaha Investor Services
  Mcallen, TX
• 07/2023 → Present
  Mutual Of Omaha Insurance Company
  Mcallen, TX
• 03/2018 → 03/2019
  Coordination Centric
  Bryan, TX
• 09/2017 → 08/2024
  Doctor's Hospital At Renaissance
  Edinburg, TX
• 06/2014 → 07/2023
  Independent Insurance Agent
  Mcallen, TX

Other Businesses

Insurance Agent - Start Date: 06/2014 - Non-investment Related - Insurance lines of business: Mutual of Omaha. Offering products such as Health, Life, Annuities, Accident, Cancer plan, disability, Hospital Insurance Plans, Dental , Vision, Property and casualty - Hours/per week during trading hours:32 DBA name, A&I Financial, Sept 2024, 1801 S 2nd St Ste 540, McAllen, TX 78503. Mutual of Omaha Mortgage Lead Incentive Program; not investment related. Less than 1/hr per week. Submit qualified forward/reverse mortgage leads to Mutual of Omaha Mortgage when a customer indicates a potential need for these services. FMU Ventures LLC, Non Investment related, 5108 Juno Ct Edinburg TX 78539, Property management, Partner, October 2023, 7.Approximate number of hours per month devoted to the other business - 4 hours, 8.Number of hours devoted to the other business during securities trading hours - 0 hours. Property & Casualty related business. Start Date: 06/2025, Not investment related.4 hours per week. 1801 S 2nd St Ste 540, McAllen, TX 78503

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-03-21
• S65 Uniform Investment Adviser Law Examination
  2024-08-05