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Connor David Pittman

Merrill Lynch, Pierce, Fenner & Smith Incorporated

The Woodlands, TX

Houston, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-09-11
  • TX RA
    APPROVED
    Since 2020-09-11

Branch Locations

1780 Hughes Landing Blvd, The Woodlands, TX 77380 • United States

20 Greenway Plz, Houston, TX 77046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Woodlands TX 05/2020 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated The Woodlands TX 06/2019 08/2019
Summer Creek Highschool Humble TX 08/2013 05/2017
Texas A&M University College Station TX 08/2017 05/2020
Surmedical Houston TX 05/2018 08/2018
Bank Of America, N.A. The Woodlands TX 07/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-09
  • S66 Uniform Combined State Law Examination
    2020-09-09
Other Names
  • Connor Pittman

View on SEC IAPD

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JAMES ALBERT MAHDAK
SUSAN MARIE HILL

Other Offices

PROVIDENT WEALTH ADVISORS, LLC · THE WOODLANDS, TX
AMERIPRISE FINANCIAL SERVICES, LLC · THE WOODLANDS, TX
J. W. COLE ADVISORS, INC. · THE WOODLANDS, TX
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · The Woodlands, TX
AMERIPRISE FINANCIAL SERVICES, LLC · The Woodlands, TX
ROSSBY FINANCIAL, LLC · The Woodlands, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · The Woodlands, TX
ALLSTATE FINANCIAL ADVISORS, LLC · Spring, TX

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