Colin William Morris Brown

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2019 → 05/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lincoln, RI
• 03/2016 → 05/2019
  Nichols College
  Dudley, MA
• 10/2017 → 05/2019
  Nichols College
  Dudley, MA
• 03/2017 → 05/2019
  Nichols College
  Dudley, MA
• 06/2018 → 08/2018
  Merrill Edge
  Lincoln, RI
• 08/2015 → 05/2019
  Nichols College
  Dudley, MA
• 05/2021 → 01/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
• 07/2021 → 01/2022
  Bank Of America, N.A.
  Jacksonville, FL
• 01/2022 → 06/2023
  Pruco Securities, Llc.
  Jacksonville, FL
• 06/2023 → 08/2023
  Minnesota Life Insurance Company
  St. Paul, MN
• 06/2023 → 08/2023
  Securian Financial Services Inc.
  St. Paul, MN
• 06/2023 → 09/2024
  Capital Financial Strategies
  Jacksonville, FL
• 07/2023 → 09/2024
  Cetera Advisor Networks Llc
  El Segundo, CA
• 07/2023 → 10/2024
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 10/2024 → Present
  Fisher Investments
  Tampa, FL

Previous Registrations

• 2023-08-04 → 2024-10-14
  Cetera Investment Advisers Llc
  Jacksonville, FL
• 2023-07-06 → 2023-08-10
  Securian Financial Services, Inc.
  Jacksonville, FL
  St. Paul, MN
• 2022-01-31 → 2023-06-26
  Pruco Securities, Llc.
  Jacksonville, FL
• 2020-06-11 → 2022-01-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Riverside, RI
  New York, NY
  Jacksonville, FL
  Riverside, RI

Exams

• S66 Uniform Combined State Law Examination
  2020-06-10

Other Names

• Colin William Morris Brown
• Colin Brown