Best Investors
Account
Sign in
Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-04 |
Branch Locations
5847 San Felipe St, Houston, TX 77057 • United States
3401 Morse Xing, Floor 01, Columbus, OH 43219 • United States
8181 Communications Pkwy Ste A, Floor 04, Plano, TX 75024-0242 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors | Houston | TX | 04/2022 | 10/2022 |
| Merrill Lynch Wealth Management | Houston | TX | 06/2019 | 02/2022 |
| Jpmorgan Chase Bank, N.A. | Houston | TX | 07/2003 | 11/2018 |
| Unemployed | Houston | TX | 11/2018 | 05/2019 |
| Unemployed | Houston | TX | 02/2022 | 04/2022 |
| Ubs Financial Services Inc | Houston | TX | 10/2022 | 08/2023 |
| Jpmorgan Chase Bank, N.A. | Houston | TX | 09/2023 | Present |
| J.P. Morgan Securities Llc | Houston | TX | 09/2023 | Present |
| American General Life Insurance Company | Houston | TX | 04/2022 | 08/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-17 |
Reach out to this advisor