Maxwell Prentis

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-08-31
OH	RA	APPROVED	2022-12-16

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pepper Pike	OH	06/2020	11/2022
Merrill Lynch	Pepper Pike	OH	06/2019	08/2019
Cleveland Electric Laboratories	Twinsburg	OH	07/2018	08/2018
The Chautauqua Institution	Chautauqua	NY	06/2017	08/2017
Cuyahoga Valley Christian Academy	Hudson	OH	01/2011	06/2017
Grove City College	Grove City	PA	08/2016	05/2020
Ameriprise Financial	Dublin	OH	12/2022	12/2022
Ameriprise Financial Services, Llc.	Powell	OH	12/2022	Present

06/2020 → 11/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pepper Pike, OH
06/2019 → 08/2019

Merrill Lynch

Pepper Pike, OH
07/2018 → 08/2018

Cleveland Electric Laboratories

Twinsburg, OH
06/2017 → 08/2017

The Chautauqua Institution

Chautauqua, NY
01/2011 → 06/2017

Cuyahoga Valley Christian Academy

Hudson, OH
08/2016 → 05/2020

Grove City College

Grove City, PA
12/2022 → 12/2022

Ameriprise Financial

Dublin, OH
12/2022 → Present

Ameriprise Financial Services, Llc.

Powell, OH

Real Estate Ownership; Multi-Family; 1165-1167 Wager St., , Columbus, OH, 43206; Not Investment-Related; 04/30/2023.

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-11-19

Other Firms