Erik Glowacki

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-06-15
RI	RA	APPROVED	2020-06-04

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Providence	RI	06/2019	Present
Citizens Bank	Newport	RI	12/2016	06/2019
Eastside Marketplace	Providence	RI	05/2016	12/2016
Eastbay Oyster Bar	Barrington	RI	09/2014	12/2016
Rhode Island College	Providence	RI	08/2015	Present
Bank Of America, N.A.	Providence	RI	06/2026	Present

06/2019 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Providence, RI
12/2016 → 06/2019

Citizens Bank

Newport, RI
05/2016 → 12/2016

Eastside Marketplace

Providence, RI
09/2014 → 12/2016

Eastbay Oyster Bar

Barrington, RI
08/2015 → Present

Rhode Island College

Providence, RI
06/2026 → Present

Bank Of America, N.A.

Providence, RI

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-06-03