Best Investors Account Sign in
Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-03
NJ RA APPROVED 2020-09-22
  • TX RA
    APPROVED_RES
    Since 2025-02-03
  • NJ RA
    APPROVED
    Since 2020-09-22

Branch Locations

1100-1800 American Blvd Investment Solutions Group, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 05/2020 Present
Hot Styles Dance Company Bellefonte PA 11/2018 05/2020
Bank Of America Merrill Lynch Pennington NJ 06/2019 08/2019
The Pennsylvania State University University Park PA 08/2016 05/2020
The Bagel Barn & Deli Princeton NJ 05/2017 12/2018
  • 05/2020 → Present
    Pennington, NJ
  • 11/2018 → 05/2020
    Hot Styles Dance Company
    Bellefonte, PA
  • 06/2019 → 08/2019
    Bank Of America Merrill Lynch
    Pennington, NJ
  • 08/2016 → 05/2020
    The Pennsylvania State University
    University Park, PA
  • 05/2017 → 12/2018
    The Bagel Barn & Deli
    Princeton, NJ
Other Businesses

I*: 2506288Entity Type: Rental Property Name of OBA: Rental Property 1Address: Clifton, NJ 07013Investment Related: NoPosition, Title, Association: Sole ownerEmployee Start Date: 06/14/2025Number of Hours: 1 hr mthlyNumber of Hours during trading: 0Duties: Sole owner of rental property I*, 2787279Entity Type: Entity For ProfitName of OBA: Eileen's Academy of DanceAddress: Fairless Hills, Pennsylvania 19030Investment Related: NoPosition, Title, Association: EmployeeEmployee Start Date: 09/07/2025No Hours: 2 hours per weekNo Hours during trading: 0 Duties: Dance teacher. Teach dance I*4654318, Entity Type: Entity For Profit, Name of OBA: The Dance Factory, Address: Skillman, New Jersey, 08558, Investment Related: N, Position, Title, Association: ["Employee"], Employee Start Date: 06/25/2026, No Hours: 3 Weekly, No Hours during Trading: 0 Weekly, Duties: Teach dance, Teach Dance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-19
  • S66 Uniform Combined State Law Examination
    2020-09-19
Other Names
  • Alyssa Dedrick

View on SEC IAPD

More in Pennington, NJ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor