Anna Lee Potts

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2020 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
• 06/2018 → 08/2018
  Bank Of America
  Raleigh, NC
• 06/2019 → 08/2019
  Bank Of America
  Boston, MA
• 08/2015 → 12/2019
  University Of Florida
  Gainesville, FL
• 12/2019 → 05/2020
  Unemployed
  St. Petersburg, FL

Other Businesses

I*811242 For profit or not for profit: Entity For Profit Name of outside business organization: Whimstay, Inc. Investment related: N Address of business: San Francisco, California, 94104 Nature of business: ["Corporation"] Position, title, association: ["Other"], Start date of relationship: 5/6/2022 Number of hours devoted: 4 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Advisory board member, The entity is a last-minute vacation rental startup. I have no responsibilities beyond what is listed in the attached agreement. I will not be depriving my employer of my skills nor my time, nor will I be utilizing professional licenses or designations

Exams

• S66 Uniform Combined State Law Examination
  2020-08-29

Other Names

• Anna Potts