Tarek Esseraidi

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2019 → 05/2019
  Walther Christian Academy H.S
  Melrose, IL
• 04/2010 → 08/2018
  Bnp Paribas
  Casablanca
• 06/2019 → 01/2022
  J.P. Morgan Securities Llc
  Chicago, IL
• 06/2019 → 01/2022
  Jpmorgan Chase Bank, N.A
  Chicago, IL
• 09/2018 → 02/2019
  Unemployed
  Chicago, IL
• 01/2022 → Present
  Lpl Financial Llc
  Gurnee, IL
• 01/2022 → Present
  Bmo Harris Bank
  Gurnee, IL

Other Businesses

1)01/30/2022 - BMO Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/2022 2)01/30/2022 - BMO Harris Bank - Financial Institution Duties - Non-Inv Rel - At Reported Business Location(s) - Start: 01/2022 - 160 Hr/Mth

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-05-14
• S63 Uniform Securities Agent State Law Examination
  2019-09-04

Other Names

• Tarik Esseraidi