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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-12-21 |
| TX | RA | APPROVED | 2022-12-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 06/2019 | 12/2022 |
| Powell's Feed & Supply, Inc. | Casa Grande | AZ | 12/2004 | 01/2019 |
| Bedillion's Cactus Garden & Museum | Casa Grande | AZ | 09/2014 | 05/2019 |
| First Presbyterian Church | Casa Grande | AZ | 10/2015 | 05/2019 |
| Three G's Flowers | Casa Grande | AZ | 10/2018 | 05/2019 |
| Morgan Stanley | Tempe | AZ | 12/2022 | Present |
*710262 - Media Maxxing; Investment related - No; United Kingdom; Publishing; Employee (proprietor, partner, officer, director, employee, trustee, agent); 08/2026; During business hours: 0; After business hours: 30; Sales/Marketing *589377 - Walmart; Investment Related - No; Bentonville, Arkansas; Retail/Online Stores; Contractor (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 04/2024; During Business Hours: 0; After Business Hours: 20; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-27 |
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