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Karen Cathleen Hurt Mahan

Cetera Investment Advisers LLC

Lombard, IL

CRD 4953317

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-23
IL RA APPROVED 2009-02-24
  • TX RA
    APPROVED_RES
    Since 2023-02-23
  • IL RA
    APPROVED
    Since 2009-02-24

Branch Locations

101 Orchard Terrace, Lombard, IL 60148 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 01/2009 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2009 Present
Hurt & Associates/Hurt & Associates, Inc Lombard IL 02/2011 Present
  • 01/2009 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 01/2009 → Present
    Schaumburg, IL
  • 02/2011 → Present
    Hurt & Associates/Hurt & Associates, Inc
    Lombard, IL
Previous Registrations
  • 2005-07-15 → 2006-04-18
    Morgan Stanley Dw Inc.
    Riverwoods, IL
Other Businesses

1) HURT & ASSOCIATES / HURT & ASSOCIATES, INC.; INV REL; LOMBARD, IL; TAX PREPARATION, DBA NAME FOR INVESTMENT BUSINESS; ASSISTANT; START DATE 2/1/11; 160 HRS/MTH, 150 DURING SECURITIES TRADING HRS: 2) JAZZERCISE - NOT INV RELATED; GLEN ELLYN, IL; JAZZERCISE INSTRUCTOR; TEACHING JAZZERCIZE DANCE AEROBICS CLASSES FOR FITNESS; SINCE 06/17/2013; 12 HRS/MONTH, 0 HRS/MONTH DURING SECURITIES TRADING HOURS:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-14
  • S66 Uniform Combined State Law Examination
    2005-07-14
Other Names
  • Karen Cathleen Hurt
  • Karen Cathleen Hurt Mahan

View on SEC IAPD

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