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Employer firm

Allspring Funds Management, LLC CRD 110841

$325B regulatory AUM 23 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Allspring Funds Management, Llc

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-09-11
  • MA RA
    APPROVED
    Since 2023-09-11

Branch Locations

Saugus, MA • United States

101 Seaport Blvd 11Th Floor, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
R.W. Baird Boston MA 06/2019 08/2019
Full Time Student Winthrop MA 08/2011 06/2021
Campfire Northshore Salem MA 07/2021 08/2021
Sentinel Pension Advisors Inc Wakefield MA 08/2021 08/2022
Putnam Retail Management Boston MA 09/2022 08/2023
Allspring Funds Distributor, Llc Boston MA 08/2023 Present
Allspring Funds Management, Llc Boston MA 08/2023 12/2025
  • 06/2019 → 08/2019
    R.W. Baird
    Boston, MA
  • 08/2011 → 06/2021
    Full Time Student
    Winthrop, MA
  • 07/2021 → 08/2021
    Campfire Northshore
    Salem, MA
  • 08/2021 → 08/2022
    Sentinel Pension Advisors Inc
    Wakefield, MA
  • 09/2022 → 08/2023
    Putnam Retail Management
    Boston, MA
  • 08/2023 → Present
    Allspring Funds Distributor, Llc
    Boston, MA
  • 08/2023 → 12/2025
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-02-18
S65 Uniform Investment Adviser Law Examination 2021-11-01
  • S63 Uniform Securities Agent State Law Examination
    2023-02-18
  • S65 Uniform Investment Adviser Law Examination
    2021-11-01
Other Names
  • Marc J Zampanti
  • Marc John Zampanti

View on SEC IAPD

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