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Yang Chai

Ubs Financial Services Inc.

Naples, FL

Wellesley, MA

Canton, MA

Wellesley, MA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-25
ME RA APPROVED 2020-01-15
  • FL RA
    APPROVED
    Since 2025-02-25
  • ME RA
    APPROVED
    Since 2020-01-15

Branch Locations

Naples, FL • United States

55 William Street, Wellesley, MA 02481 • United States

Canton, MA • United States

55 William Street Wellesley Office Park, Wellesley, MA 02481-4003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Wellesley MA 07/2019 Present
Bank Of America Boston MA 03/2017 07/2019
Home Making Braintree MA 07/2016 02/2017
  • 07/2019 → Present
    Ubs Financial Services Inc.
    Wellesley, MA
  • 03/2017 → 07/2019
    Bank Of America
    Boston, MA
  • 07/2016 → 02/2017
    Home Making
    Braintree, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-15
  • S66 Uniform Combined State Law Examination
    2020-01-15

View on SEC IAPD

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