Evan Loh

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-04-01
MN	RA	APPROVED	2021-03-24

TX RA
APPROVED_RES

Since 2024-04-01
MN RA
APPROVED

Since 2021-03-24

Branch Locations

1780 Highway 36 West, Roseville, MN 55113 • United States

3245 Vicksburg Lane North, Plymouth, MN 55447 • United States

11915 Elm Creek Blvd, Maple Grove, MN 55369 • United States

50 South 6 Street, Ste 200, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bmo Harris Bank	Minneapolis	MN	06/2019	11/2020
Fifth Third Bank	Charlotte	NC	09/2015	06/2019
Bmo	Wayzata	MN	11/2020	Present
Lpl Financial Llc	Wayzata	MN	03/2021	Present

06/2019 → 11/2020

Bmo Harris Bank

Minneapolis, MN
09/2015 → 06/2019

Fifth Third Bank

Charlotte, NC
11/2020 → Present

Bmo

Wayzata, MN
03/2021 → Present

Lpl Financial Llc

Wayzata, MN

Previous Registrations

2021-02-01 → 2021-03-24

Bmo Harris Financial Advisors, Inc.

Maple Grove, MN

Edina, MN

Maple Grove, MN

Other Businesses

1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - EDINA, MN 2) 05/31/2022 - No Business Name - Investment Related - Huntersville NC, 28078 - Real Estate Rental - Start Date - 09/01/2019 - 0 Hours Per Month/ 0 Hours During Securities Trading. 3) 08/21/2022 - MapleBrook Soccer - Not Investment Related - 13570 Grove Dr #109, Maple Grove, MN 55311 - Coach - Youth Soccer Coach - Start Date - 08/29/2022 - 20 Hours Per Month/0 Hours During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-02-01
S63	Uniform Securities Agent State Law Examination	2019-08-31

S65 Uniform Investment Adviser Law Examination

2021-02-01
S63 Uniform Securities Agent State Law Examination

2019-08-31

View on SEC IAPD