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Zachary T. Cummings

J.P. Morgan Securities LLC

Charlotte, NC

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-13
NC RA APPROVED 2024-05-10
  • FL RA
    APPROVED
    Since 2024-05-13
  • NC RA
    APPROVED
    Since 2024-05-10

Branch Locations

4350 Congress Street Floor 01, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Washington DC 06/2019 01/2020
Jpmorgan Securities Llc Washington DC 06/2019 01/2020
Aon Consulting Stamford CT 05/2018 07/2018
Prudential Financial Owings Mills MD 06/2017 07/2017
Gettysburg College Athletic Department Gettysburg PA 10/2015 05/2019
Jpmorgan Chase Bank Na Baltimore MD 01/2020 10/2021
Jpmorgan Securities Llc Baltimore MD 01/2020 10/2021
Jpmorgan Chase Bank Na Charlotte NC 10/2021 Present
Jpmorgan Securities Llc Charlotte NC 10/2021 Present
  • 06/2019 → 01/2020
    Jpmorgan Chase Bank Na
    Washington, DC
  • 06/2019 → 01/2020
    Jpmorgan Securities Llc
    Washington, DC
  • 05/2018 → 07/2018
    Aon Consulting
    Stamford, CT
  • 06/2017 → 07/2017
    Prudential Financial
    Owings Mills, MD
  • 10/2015 → 05/2019
    Gettysburg College Athletic Department
    Gettysburg, PA
  • 01/2020 → 10/2021
    Jpmorgan Chase Bank Na
    Baltimore, MD
  • 01/2020 → 10/2021
    Jpmorgan Securities Llc
    Baltimore, MD
  • 10/2021 → Present
    Jpmorgan Chase Bank Na
    Charlotte, NC
  • 10/2021 → Present
    Jpmorgan Securities Llc
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-24
S63 Uniform Securities Agent State Law Examination 2019-10-17
  • S66 Uniform Combined State Law Examination
    2024-04-24
  • S63 Uniform Securities Agent State Law Examination
    2019-10-17
Other Names
  • Zachary Taylor Cummings

View on SEC IAPD

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