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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 07/2019 | 11/2024 |
| Waste Management | Grass Valley | CA | 01/2018 | 07/2019 |
| Republic Services | Richmond | CA | 08/2017 | 01/2018 |
| City Of San Mateo | San Mateo | CA | 06/2015 | 07/2017 |
| Northstar | Truckee | CA | 12/2018 | 04/2019 |
| Lpl Financial Llc | Roseville | CA | 11/2024 | Present |
| Mariner Independent | Overland Park | KS | 11/2024 | 07/2026 |
| West Capital Wealth Management | Roseville | CA | 11/2024 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 06/2026 | Present |
1) 10/2024 - West Capital Wealth Management / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 2) 10/2024 - Blue Canyon Enterprises LLC / Real Estate Rental / Inv. Related / Alta, CA 95701 / Start date 08/01/2024 - 5 Hrs per month -5 % Time Spent 3) 10/2024 - Security Industry Specialists (SIS) / Outside/W-2 Employment / Inv. Related / San Jose CA 95128 / Start date 10/28/2024 - 2% Time Spent 4) 04/06/2026 - FootHill Firearms - Outside/W-2 Employment - Not Investment Related - Newcastle, CA - Start Date 04/15/2026 - 10 hours per month/ 0 hours during trading 5) 06/30/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ 8 hours during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 11/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-13 |
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