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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-03-22
TN RA APPROVED 2013-01-30
  • TX RA
    APPROVED_RES
    Since 2013-03-22
  • TN RA
    APPROVED
    Since 2013-01-30

Branch Locations

800 S Gay St, Knoxville, TN 37929 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Knoxville TN 12/2012 Present
Bank Of America, N.A. Knoxville TN 04/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-05
  • S66 Uniform Combined State Law Examination
    2006-06-05
Other Names
  • Mindy Nixon
  • Mindy Gail Rogers
  • Melinda Gail Nixon
  • Melinda Gail Rogers

View on SEC IAPD

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