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Jacob Ivan Duke

Rivertree Wealth

Little Rock, AR

CRD 7141860

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Employer firm

Rivertree Wealth CRD 329595

$143M regulatory AUM 165 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Rivertree Wealth

415 N. Mckinley St. Suite 1047, Little Rock, AR 72205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-30
AR RA APPROVED 2024-03-14
  • TX RA
    APPROVED
    Since 2024-10-30
  • AR RA
    APPROVED
    Since 2024-03-14

Branch Locations

415 N. Mckinley St. Suite 1047, Little Rock, AR 72205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Applied Capital Llc Little Rock AR 06/2019 06/2024
Argent Financial Group, Inc. Ruston LA 10/2017 06/2019
Rivertree Wealth Llc Little Rock AR 03/2024 Present
Argent Financial Group, Inc. Ruston LA 03/2016 10/2017
  • 06/2019 → 06/2024
    Applied Capital Llc
    Little Rock, AR
  • 10/2017 → 06/2019
    Argent Financial Group, Inc.
    Ruston, LA
  • 03/2024 → Present
    Rivertree Wealth Llc
    Little Rock, AR
  • 03/2016 → 10/2017
    Argent Financial Group, Inc.
    Ruston, LA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-12
  • S65 Uniform Investment Adviser Law Examination
    2018-05-12
Designations
  • Certified Financial Planner
Other Names
  • Jacob Duke

View on SEC IAPD

Nearby Firms

EDWARD JONES
ARVEST WEALTH MANAGEMENT
STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

Thomas Milton Howard
Ammie Thompson
Chera Kaye Moore

Nearby Offices

EDWARD JONES · LITTLE ROCK, AR
ARVEST WEALTH MANAGEMENT · LITTLE ROCK, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR

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