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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-09
  • TX RA
    APPROVED
    Since 2023-09-09

Branch Locations

Fort Worth, TX • United States

Pittsburgh Main Pnc Investments 300 Fifth Avenue, 26Th Floor, Pittsburgh, PA 15222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Westlake TX 06/2019 05/2023
Fidelity Investments Westlake TX 09/2016 06/2019
Bank Of America Richardson TX 08/2014 09/2016
Pnc Investments Llc Bel Air MD 06/2023 Present
  • 06/2019 → 05/2023
    Fidelity Brokerage Services Llc
    Westlake, TX
  • 09/2016 → 06/2019
    Fidelity Investments
    Westlake, TX
  • 08/2014 → 09/2016
    Bank Of America
    Richardson, TX
  • 06/2023 → Present
    Pnc Investments Llc
    Bel Air, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-08
S63 Uniform Securities Agent State Law Examination 2019-09-06
  • S66 Uniform Combined State Law Examination
    2023-09-08
  • S63 Uniform Securities Agent State Law Examination
    2019-09-06

View on SEC IAPD

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