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Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-01
  • TX RA
    APPROVED
    Since 2025-05-01

Branch Locations

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Austin, TX • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Investment Fort Washington PA 05/2020 05/2025
Soccer Shots Austin TX 03/2018 05/2019
Rudy's Bbq Round Rock TX 05/2016 08/2017
Kw Gutshall & Associates Austin TX 05/2019 08/2019
University Of Texas At San Antonio San Antonio TX 07/2016 05/2017
Southwestern University Georgetown TX 08/2017 05/2020
Gwn Securities, Inc. Palm Beach Gardens FL 05/2025 Present
  • 05/2020 → 05/2025
    Fort Washington, PA
  • 03/2018 → 05/2019
    Soccer Shots
    Austin, TX
  • 05/2016 → 08/2017
    Rudy's Bbq
    Round Rock, TX
  • 05/2019 → 08/2019
    Kw Gutshall & Associates
    Austin, TX
  • 07/2016 → 05/2017
    University Of Texas At San Antonio
    San Antonio, TX
  • 08/2017 → 05/2020
    Southwestern University
    Georgetown, TX
  • 05/2025 → Present
    Palm Beach Gardens, FL
Previous Registrations
Other Businesses

LIFE INSURANCE AGENT POSITION: Life Insurance Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2024 ADDRESS: 2200 Old Ranch Road STE. C, San Marcos TX 78666, United States DESCRIPTION: If my clients want to explore insurance options, I am licensed and can provide options KW GUTSHALL & ASSOCIATES Is Investment Related, "2200 Old Ranch Road 12 STE. C, San Marcos, TX, 78666, United States", Planning/Advising, Financial Advisor, 5/1/2025, 40 hours per month, 5 hours per month during trading hours, Fee Based Compensation, Independent group name

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-21
  • S66 Uniform Combined State Law Examination
    2020-07-21
Designations
  • Certified Financial Planner
Other Names
  • Chistopher Charles Karschnik
  • Kip Karschnik

View on SEC IAPD

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