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Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-01 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Austin, TX • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Investment | Fort Washington | PA | 05/2020 | 05/2025 |
| Soccer Shots | Austin | TX | 03/2018 | 05/2019 |
| Rudy's Bbq | Round Rock | TX | 05/2016 | 08/2017 |
| Kw Gutshall & Associates | Austin | TX | 05/2019 | 08/2019 |
| University Of Texas At San Antonio | San Antonio | TX | 07/2016 | 05/2017 |
| Southwestern University | Georgetown | TX | 08/2017 | 05/2020 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 05/2025 | Present |
LIFE INSURANCE AGENT POSITION: Life Insurance Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2024 ADDRESS: 2200 Old Ranch Road STE. C, San Marcos TX 78666, United States DESCRIPTION: If my clients want to explore insurance options, I am licensed and can provide options KW GUTSHALL & ASSOCIATES Is Investment Related, "2200 Old Ranch Road 12 STE. C, San Marcos, TX, 78666, United States", Planning/Advising, Financial Advisor, 5/1/2025, 40 hours per month, 5 hours per month during trading hours, Fee Based Compensation, Independent group name
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-21 |
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