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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-08-10
  • VA RA
    APPROVED
    Since 2023-08-10

Branch Locations

130 Wylderose Dr, Midlothian, VA 23113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc. St Paul MN 06/2019 08/2023
Virginia Asset Management Midlothian VA 05/2018 Present
Knowledgesource Solutions Inc Boston MA 05/2014 05/2018
Cetera Wealth Services, Llc Midlothian VA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 06/2019 → 08/2023
    Securian Financial Services Inc.
    St Paul, MN
  • 05/2018 → Present
    Virginia Asset Management
    Midlothian, VA
  • 05/2014 → 05/2018
    Knowledgesource Solutions Inc
    Boston, MA
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Midlothian, VA
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-09 → 2023-08-10
    Securian Financial Services, Inc.
    Midlothian, VA
    St. Paul, MN
Other Businesses

1. NAME OF OTHER BUSINESS: JESSE WOLFE AND JAMES FEUDA, ADDRESS: 2621 Q STREET, RICHMOND, VA 23223, NATURE OF BUSINESS: REAL ESTATE, START DATE: 03/2025 2. NAME OF OTHER BUSINESS: VIRGINIA ASSET MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 05/2018 POSITION/TITLE/RELATIONSHIP: REGISTERED STAFF APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: PROVIDES OPERATIONAL SUPPORT POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: RENTER CONTACT, MAINTENANCE, AND REPAIRS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-24
  • S66 Uniform Combined State Law Examination
    2019-09-24

View on SEC IAPD

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