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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-05-13
  • MN RA
    APPROVED
    Since 2022-05-13

Branch Locations

St Paul, MN • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Healtheast Care System St. Paul MN 02/2005 06/2019
Wealth Enhancement Group Plymouth MN 06/2019 Present
Lpl Financial, Llc Arden Hills MN 06/2019 06/2025
Wealth Enhancement Advisory Services Llc Plymouth MN 06/2019 Present
Wealth Enhancement Brokerage Services Plymouth MN 03/2022 Present
  • 02/2005 → 06/2019
    Healtheast Care System
    St. Paul, MN
  • 06/2019 → Present
    Wealth Enhancement Group
    Plymouth, MN
  • 06/2019 → 06/2025
    Arden Hills, MN
  • 06/2019 → Present
    Plymouth, MN
  • 03/2022 → Present
    Wealth Enhancement Brokerage Services
    Plymouth, MN
Previous Registrations
Other Businesses

NOTARY - KIMBERLY ZEMKE - INVESTMENT RELATED - ARDEN HILLS, MN 55112 WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - ADMIN. - Start Date: 6/17/2019 - 160 Hours Per Month/8 Hours During Securities Trading - I provide administrative support to WEAL TH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 7/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-29
  • S66 Uniform Combined State Law Examination
    2022-04-29
Designations
  • Certified Financial Planner
Other Names
  • Kimberly Zemke Kowalski
  • Kimberly Jo Hakes
  • Kimberly Jo Larson
  • Kimberly Zemke

View on SEC IAPD

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