Daniel Howard

Charles Schwab & Co., Inc.

CRD 7141354

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
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WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-01-04

CA RA
APPROVED

Since 2021-01-04

Branch Locations

265 E. River Park Circle Suite 170, Fresno, CA 93720-1548 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Fresno	CA	06/2019	Present
Sodexo	Phoenix	AZ	10/2018	04/2019
Unemployed	Fresno	CA	04/2019	06/2019
Grand Canyon University	Phoenix	AZ	08/2016	10/2018
Charles Schwab Bank, Ssb	Fresno	CA	07/2021	Present

06/2019 → Present

Charles Schwab & Co., Inc.

Fresno, CA
10/2018 → 04/2019

Sodexo

Phoenix, AZ
04/2019 → 06/2019

Unemployed

Fresno, CA
08/2016 → 10/2018

Grand Canyon University

Phoenix, AZ
07/2021 → Present

Charles Schwab Bank, Ssb

Fresno, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-01-04
S63	Uniform Securities Agent State Law Examination	2019-12-13

S66 Uniform Combined State Law Examination

2021-01-04
S63 Uniform Securities Agent State Law Examination

2019-12-13

Other Names

Dan Howard
Daniel E Howard
Daniel Elliott Howard

View on SEC IAPD

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