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Caleb Monroe Fenner

Charles Schwab & Co., Inc.

Winter Park, FL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-06-07
  • FL RA
    APPROVED
    Since 2022-06-07

Branch Locations

633 N Orlando Ave., Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Indianapolis IN 06/2019 01/2021
Unemployed Lake Mary FL 01/2021 04/2021
School Greenwood SC 08/2008 12/2018
Charles Schwab Bank Ssb Indianapolis IN 06/2019 01/2021
Charles Schwab & Co., Inc. Clermont FL 04/2021 02/2022
Countybank Greenwood SC 01/2018 05/2019
Td Ameritrade Winter Park FL 03/2022 06/2024
Unemployed Ocoee FL 02/2022 03/2022
Charles Schwab And Co., Inc. Winter Park FL 12/2022 Present
Td Ameritrade Investment Management, Llc Winter Park FL 04/2022 06/2024
Charles Schwab Bank Ssb Winter Park FL 12/2022 Present
  • 06/2019 → 01/2021
    Charles Schwab & Co., Inc
    Indianapolis, IN
  • 01/2021 → 04/2021
    Unemployed
    Lake Mary, FL
  • 08/2008 → 12/2018
    School
    Greenwood, SC
  • 06/2019 → 01/2021
    Charles Schwab Bank Ssb
    Indianapolis, IN
  • 04/2021 → 02/2022
    Charles Schwab & Co., Inc.
    Clermont, FL
  • 01/2018 → 05/2019
    Countybank
    Greenwood, SC
  • 03/2022 → 06/2024
    Td Ameritrade
    Winter Park, FL
  • 02/2022 → 03/2022
    Unemployed
    Ocoee, FL
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Winter Park, FL
  • 04/2022 → 06/2024
    Td Ameritrade Investment Management, Llc
    Winter Park, FL
  • 12/2022 → Present
    Charles Schwab Bank Ssb
    Winter Park, FL
Previous Registrations
  • 2022-04-26 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Winter Park, FL
  • 2022-04-19 → 2022-10-14
    Td Ameritrade, Inc.
    Winter Park, FL
  • 2021-05-20 → 2022-03-16
    Charles Schwab & Co., Inc.
    Clermont, FL
  • 2020-01-13 → 2021-01-29
    Charles Schwab & Co., Inc.
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-13
  • S66 Uniform Combined State Law Examination
    2020-01-13
Designations
Other Names
  • Caleb M Fenner
  • Caleb Monroe Fenner

View on SEC IAPD

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Other Offices

EDWARD JONES · Winter Park, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Winter Park, FL
THRIVENT INVESTMENT MANAGEMENT INC. · Winter Park, FL
LPL FINANCIAL LLC · WINTER PARK, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Winter Park, FL
WELLS FARGO CLEARING SERVICES, LLC · WINTER PARK, FL
DOBSON STREET LLC · WINTER PARK, FL
PFS INVESTMENTS INC. · WINTER PARK, FL

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