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Account
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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-10-09 |
| TX | RA | APPROVED | 2025-08-11 |
Branch Locations
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-08-11 |
| CO | RA | APPROVED | 2022-02-18 |
| TX | RA | APPROVED | 2022-02-18 |
Branch Locations
222 West Adams Suite 2450, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Denver | CO | 06/2019 | 02/2022 |
| Adams Bank And Trust | Longmont | CO | 02/2019 | 05/2019 |
| Central Michigan University | Mt Pleasant | MI | 06/2018 | 12/2018 |
| Colorado State Universitry | Fort Collins | CO | 01/2018 | 06/2018 |
| Colorado State University | Fort Collins | CO | 05/2014 | 08/2017 |
| Florida Atlantic University | Boca Raton | FL | 08/2017 | 08/2019 |
| Bank Of America, N.A. | Denver | CO | 08/2019 | 02/2022 |
| Rockefeller Financial Llc | Denver | CO | 02/2022 | 08/2022 |
| Rockefeller Financial Llc | Ponte Vedra | FL | 08/2022 | Present |
| Rockefeller Capital Management | Ponte Vedra | FL | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-10 |
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