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Teri Lynn Mclaughlin

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Santa Monica, CA

Austin, TX

Georgetown, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-19
CA RA APPROVED 2020-03-10
  • TX RA
    APPROVED
    Since 2020-03-19
  • CA RA
    APPROVED
    Since 2020-03-10

Branch Locations

100 Wilshire Blvd, Santa Monica, CA 90401 • United States

2951 Ranch Road 620 S, Austin, TX 78738 • United States

Georgetown, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Los Angeles CA 01/2014 11/2019
Ubs Financial Services Inc. Westlake Village CA 10/2019 02/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Santa Monica CA 02/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-02
  • S66 Uniform Combined State Law Examination
    2006-10-02
Other Names
  • Teri Lynn Chapiewski
  • Teri L Mclaughlin
  • Teri Mclaughlin
  • Teri Lynn Mclaughlin

View on SEC IAPD

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Other Offices

VICTUS CAPITAL WEALTH · SANTA MONICA, CA
SERENUS WEALTH ADVISORS, LLC · SANTA MONICA, CA
WILSHIRE · SANTA MONICA, CA
DIMENSIONAL FUND ADVISORS LP · SANTA MONICA, CA
COMPOSITION WEALTH, LLC · SANTA MONICA, CA
OCEAN AVENUE WEALTH MANAGEMENT · SANTA MONICA, CA
A.G.P. / ALLIANCE GLOBAL PARTNERS · SANTA MONICA, CA
MANTIS CAPITAL MANAGEMENT, LLC · SANTA MONICA, CA

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