Teri Lynn Mclaughlin

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 11/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
  Los Angeles, CA
• 10/2019 → 02/2020
  Ubs Financial Services Inc.
  Westlake Village, CA
• 02/2020 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Santa Monica, CA

Previous Registrations

• 2019-11-01 → 2020-02-25
  Ubs Financial Services Inc.
  Westlake Village, CA
• 2014-02-06 → 2019-11-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
• 2012-10-01 → 2014-01-21
  Wells Fargo Advisors Financial Network, Llc
  Westlake Village, CA
• 2006-10-03 → 2012-10-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Westlake Village, CA
  Westlake Village, CA

Exams

• S66 Uniform Combined State Law Examination
  2006-10-02

Other Names

• Teri Lynn Chapiewski
• Teri L Mclaughlin
• Teri Mclaughlin
• Teri Lynn Mclaughlin