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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-12 |
| AL | RA | APPROVED | 2022-12-14 |
Branch Locations
200 Chase Park South Ste 108, Birmingham, AL 35244 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hd Vest Advisory Services | Irving | TX | 06/2019 | 02/2020 |
| Stx Healthcare Management Services | Bellaire | TX | 02/2014 | 12/2016 |
| 20-20 Accounting Solutions Llc | Hoover | AL | 12/2013 | Present |
| Nutt Enterprises Llc | Hoover | AL | 12/2013 | Present |
| Mass Mutual Life Insurance Co | Hoover | AL | 12/2019 | 01/2022 |
| Mml Investors Services, Llc | Hoover | AL | 02/2020 | 01/2022 |
| Avantax Advisory Services | Hoover | AL | 07/2019 | 02/2020 |
| Lpl Financial Llc | Hoover | AL | 12/2022 | Present |
1.12/14/2022; 20-20 Accounting Solutions LLC; Tax Prep/Accounting/CPA; Investment Related; Birmingham,AL; Start Date 12/01/2013; 173hrs/mth; 8hrs during trading 2.12/14/2022; Vital Care of South Dallas; Business Owner; Not Investment Related; Cedar Hill,TX; Start Date 03/22/2022; 2hrs/mth; 8hrs during trading 3.12/14/2022; Non-Variable Insurance; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 01/08/2020; 1hrs/mth; hrs during trading 4.12/14/2022; Nutt Enterprises LLC.; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 12/01/2013; 0hrs/mth; hrs during trading 5.12/14/2022; South Dallas Infusion LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 03/22/2022; 0hrs/mth; hrs during trading 6.07/12/2023; Investment products and services are offered through LPL Financial LLC using the DBA/trade name 20-20 Financial Services; Investment Related; at Reported Business Location(s); Start Date 04/27/2023; 20hrs/mth; 1hrs during trading 7.07/26/2023; MMV, LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 04/27/2023; 2hrs/mth; 0hrs during trading 8.08/19/2026; Dustin McNutt; Real Estate Rental; Investment Related; Hoover,AL; Start Date 06/30/2026; 0hrs/mth; 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-10-09 |
| S65 | Uniform Investment Adviser Law Examination | 2019-08-23 |
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