Inactive

Spencer David Ader

Key Capital Management, Inc.

Hendersonville, TN

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Current Employers

Key Capital Management, Inc.

181 East Main St. Suite #7, Hendersonville, TN 37075 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2023-01-25
LA	RA	APPROVED	2023-01-02

TN RA
APPROVED

Since 2023-01-25
LA RA
APPROVED

Since 2023-01-02

Branch Locations

181 East Main St. Suite #7, Hendersonville, TN 37075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	High Point	NC	06/2019	07/2020
Shugart Homes	Winston-Salem	NC	05/2018	06/2019
High Point University	High Point	NC	08/2017	05/2018
High Point University	High Point	NC	08/2015	05/2019
Bank Of America, N.A.	High Point	NC	08/2019	07/2020
Simplicity Wealth, Llc	Holland	MI	08/2020	04/2021
Jline Financial	Baton Rouge	LA	08/2020	Present
Foundations Investment Advisors Llc	Phoenix	AZ	05/2021	12/2022
Key Capital Management, Inc.	Hendersonville	TN	12/2022	Present

06/2019 → 07/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

High Point, NC
05/2018 → 06/2019

Shugart Homes

Winston-Salem, NC
08/2017 → 05/2018

High Point University

High Point, NC
08/2015 → 05/2019

High Point University

High Point, NC
08/2019 → 07/2020

Bank Of America, N.A.

High Point, NC
08/2020 → 04/2021

Simplicity Wealth, Llc

Holland, MI
08/2020 → Present

Jline Financial

Baton Rouge, LA
05/2021 → 12/2022

Foundations Investment Advisors Llc

Phoenix, AZ
12/2022 → Present

Key Capital Management, Inc.

Hendersonville, TN

Previous Registrations

2021-05-19 → 2022-12-12

Foundations Investment Advisors Llc

Baton Rouge, LA

Phoenix, AZ
2020-10-05 → 2021-04-12

Simplicity Wealth

Summit, NJ

Baton Rouge, LA
2019-09-30 → 2020-07-01

Merrill Lynch, Pierce, Fenner & Smith Incorporated

High Point, NC

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-09-27

S66 Uniform Combined State Law Examination

2019-09-27

Designations

Other Names

Spencer D. Ader
Spencer Ader

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

KOVACK ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

TRUIST ADVISORY SERVICES, INC.

MOORE WEALTH PARTNERS, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

LYDIA I THOMPSON

Jacob Michael Collier

BARRY RAYMUND BRESNAHAN

Lesley Grace Norton

KEVIN MICHAEL COLLIER

Noah Moore Collier

KEVIN WARREN MACWILLIAMS

BRYSON SANTREL MCCARLEY

Other Offices

LPL FINANCIAL LLC · HENDERSONVILLE, TN

LPL FINANCIAL LLC · HENDERSONVILLE, TN

STATE FARM INVESTMENT MANAGEMENT CORP. · Hendersonville, TN

STATE FARM INVESTMENT MANAGEMENT CORP. · Hendersonville, TN

KOVACK ADVISORS, INC. · Hendersonville, TN

LPL FINANCIAL LLC · HENDERSONVILLE, TN

STATE FARM INVESTMENT MANAGEMENT CORP. · Hendersonville, TN

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Hendersonville, TN

More in Hendersonville, TN

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