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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-04 |
| CA | RA | APPROVED | 2024-05-27 |
Branch Locations
1999 Harrison Street Suite 2200, Oakland, CA 94612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Oakland | CA | 05/2022 | Present |
| Morgan Stanley | Oakland | CA | 07/2020 | 05/2022 |
| Northwestern Mutual | Atlanta | GA | 06/2019 | 01/2020 |
| Honda Finance Corporation | Alpharetta | GA | 09/2018 | 04/2019 |
| Clark Atlanta University | Atlanta | GA | 08/2014 | 08/2018 |
| Not Employed | Rohnert Park | CA | 01/2020 | 07/2020 |
*500500 - Chosen; Investment related-Yes; Oakland, California; Art/Culture, Retail/Online Stores; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 03/2022; During business hours: 0; After business hours: 5; Sales/Marketing, Labor/Service, Customer Service, Business Development/Growth *594193- Trapxart; Investment related: No; Oakland, Oakland; Art/Culture; President (proprietor, partner, officer, director, employee, trustee, agent); 05/2024; During business hours: 0; After business hours: 10; Business Development/Growth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-25 |
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