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Hightower Advisors, LLC CRD 145323
$199B regulatory AUM 500 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-01-27 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
1330 6Th Avenue, Ste. 31A, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Insurance Company | St. Paul | MN | 06/2019 | 07/2021 |
| Securian Financial Services Inc | St. Paul | MN | 06/2019 | 06/2021 |
| Tax & Financial Group | Newport Beach | CA | 06/2019 | 06/2021 |
| Centennial Group Benefits | Newport Beach | CA | 10/2018 | 03/2019 |
| Fellowship Of Christian Athletes | Kansas City | MO | 06/2012 | 10/2018 |
| Socal Lacrosse | Rancho Santa Margarita | CA | 03/2017 | 12/2018 |
| Jserra Catholic High School | San Juan Capistrano | CA | 12/2016 | 09/2018 |
| Hightower Securities Llc | New York | NY | 07/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-03-12 |
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