Vincent Peter Paolo

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-03-20
TX	RA	APPROVED	2020-10-09
NJ	RA	APPROVED	2020-10-08

FL RA
APPROVED

Since 2023-03-20
TX RA
APPROVED

Since 2020-10-09
NJ RA
APPROVED

Since 2020-10-08

Branch Locations

1703 W Vine St Ci Relationship Management, Kissimmee, FL 34741 • United States

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
University Of Central Florida	Orlando	FL	08/2014	05/2018
Georgian Court University	Lakewood	NJ	08/2018	05/2020
Investment Network, Inc.	Woodbridge	NJ	07/2018	08/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	08/2020	Present
Investment Network, Inc.	Woodbridge	NJ	06/2017	08/2017
Bank Of America, N.A.	Pennington	NJ	10/2020	Present

08/2014 → 05/2018

University Of Central Florida

Orlando, FL
08/2018 → 05/2020

Georgian Court University

Lakewood, NJ
07/2018 → 08/2020

Investment Network, Inc.

Woodbridge, NJ
08/2020 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
06/2017 → 08/2017

Investment Network, Inc.

Woodbridge, NJ
10/2020 → Present

Bank Of America, N.A.

Pennington, NJ

Other Businesses

I*1501290 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Boca Raton, Florida, 33434 Nature of business: Position, title, association: Sole owner, Start date of relationship: 9/26/2023 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties:

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-02-15
S63	Uniform Securities Agent State Law Examination	2019-10-12

S65 Uniform Investment Adviser Law Examination

2020-02-15
S63 Uniform Securities Agent State Law Examination

2019-10-12

View on SEC IAPD