Best Investors Account Sign in

Vincent Michael Doren

Ubs Financial Services Inc.

Florham Park, NJ

CRD 7140250

Claim This Profile
Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-08-05
NY RA APPROVED 2024-08-05
  • NJ RA
    APPROVED
    Since 2024-08-05
  • NY RA
    APPROVED
    Since 2024-08-05

Branch Locations

500 Campus Drive 2Nd Floor, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fairfield University Fairfield CT 01/2019 05/2021
Drew University Madison NJ 09/2017 12/2019
Governor Livingston High School Berkeley Heights NJ 09/2014 06/2017
Ubs Financial Services Weehawken NJ 07/2021 Present
  • 01/2019 → 05/2021
    Fairfield University
    Fairfield, CT
  • 09/2017 → 12/2019
    Drew University
    Madison, NJ
  • 09/2014 → 06/2017
    Governor Livingston High School
    Berkeley Heights, NJ
  • 07/2021 → Present
    Ubs Financial Services
    Weehawken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-31
  • S66 Uniform Combined State Law Examination
    2023-01-31
Other Names
  • Vincent M Doren
  • Vincent Doren

View on SEC IAPD

Nearby Firms

WISS PRIVATE CLIENT ADVISORS, LLC
JACOBS LEVY EQUITY MANAGEMENT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Nearby Investors

THOMAS J. BIRRITTELLA
DAVID F BOAK
Jason W Hoffman

Nearby Offices

WISS PRIVATE CLIENT ADVISORS, LLC · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ

More in Florham Park, NJ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor