James Hickey

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2021 → 12/2022
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 08/2021 → 08/2021
  Charles Schwab Bank, Ssb
  Lone Tree, CO
• 07/2020 → 07/2021
  Alsoenergy
  Boulder, CO
• 12/2016 → 09/2020
  Gettysburg College
  Gettysburg, PA
• 06/2019 → 07/2019
  Davenport & Company
  Richmond, VA
• 11/2018 → 02/2019
  Spanglers Detailing
  Manheim, PA
• 07/2018 → 11/2018
  The Upshot
  Buenos Aires
• 06/2018 → 08/2018
  Jimmy John's
  Richmond, VA
• 10/2016 → 09/2017
  One Lincoln
  Gettysburg, PA
• 07/2013 → 01/2018
  Redner's Warehouse Markets
  Ephrata, PA
• 08/2016 → 05/2020
  Gettysburg College
  Gettysburg, PA
• 01/2023 → 06/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Cambridge, MA
• 04/2023 → 06/2024
  Bank Of America N.A.
  Cambridge, MA
• 03/2025 → Present
  Empower Advisory Group, Llc
  Greenwood Village, CO
• 03/2025 → Present
  Empower Financial Services, Inc
  Greenwood Village, CO
• 06/2024 → 03/2025
  Unemployed
  Boulder, CO

Previous Registrations

• 2023-02-06 → 2024-06-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Cambridge, MA
• 2022-02-10 → 2023-01-10
  Charles Schwab & Co., Inc.
  Lone Tree, CO

Exams

• S66 Uniform Combined State Law Examination
  2022-02-10

Other Names

• Jimmy Hickey